Co-Chief Executive Officer and Portfolio Manager · Exchange Traded Concepts, LLC
Andrew P. Serowik
CRD 2749364 · Named on Form ADV at one SEC-registered adviser
At a glance
Exchange Traded Concepts, LLC, an SEC-registered asset manager based in Oklahoma City, OK with $23.0 billion in regulatory assets, lists Andrew P. Serowik on its Form ADV as Co-Chief Executive Officer and Portfolio Manager, a control person.
Firms and roles
- Exchange Traded Concepts, LLCCo-Chief Executive Officer and Portfolio ManagerAsset manager · Oklahoma City, OK · $23B in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- James G. StevensChief Business Officer, Exchange Traded Concepts, LLC
- Richard R. HoganOfficer, Exchange Traded Concepts, LLC
- Dennis P. LowenfelsChief Compliance Officer, Exchange Traded Concepts, LLC
- Richard MalinowskiCo- Chief Executive Officer and General Counsel, Exchange Traded Concepts, LLC
- Randal K. TaylorChief Financial Officer, Exchange Traded Concepts, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.