Chief Financial Officer · Exchange Traded Concepts, LLC
Randal K. Taylor
CRD 7729296 · Named on Form ADV at one SEC-registered adviser
At a glance
Exchange Traded Concepts, LLC, an SEC-registered asset manager based in Oklahoma City, OK with $23.0 billion in regulatory assets, lists Randal K. Taylor on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- Exchange Traded Concepts, LLCChief Financial OfficerAsset manager · Oklahoma City, OK · $23B in regulatory assets
AtlasMembers
Randal’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James G. StevensChief Business Officer, Exchange Traded Concepts, LLC
- Richard R. HoganOfficer, Exchange Traded Concepts, LLC
- Dennis P. LowenfelsChief Compliance Officer, Exchange Traded Concepts, LLC
- Richard MalinowskiCo- Chief Executive Officer and General Counsel, Exchange Traded Concepts, LLC
- Andrew P. SerowikCo-Chief Executive Officer and Portfolio Manager, Exchange Traded Concepts, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randal’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.