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Chief Compliance Officer and Head of Compliance · Guinness Global Investors

Deepti Balloo

CRD 8196930 · Named on Form ADV at one SEC-registered adviser

At a glance

Guinness Global Investors, an SEC-registered private fund adviser based in London, United Kingdom with $11.4 billion in regulatory assets, lists Deepti Balloo on its Form ADV as Chief Compliance Officer and Head of Compliance, a control person.

Firms and roles

  • Guinness Global InvestorsChief Compliance Officer and Head of CompliancePrivate fund adviser · London, United Kingdom · $11B in regulatory assets

AtlasMembers

Deepti’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Deepti on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deepti’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.