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Chief Executive Officer, Chief Compliance Officer (10/2004) · Guinness Atkinson Asset Management, Inc.

James J. Atkinson

CRD 703324 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Guinness Atkinson Asset Management, Inc., an SEC-registered asset manager based in Pasadena, CA with $344 million in regulatory assets, lists James J. Atkinson on its Form ADV as Chief Executive Officer, Chief Compliance Officer (10/2004), a control person. The SEC filings also name James at 1 other registered adviser.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.