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Director · Guinness Atkinson Asset Management, Inc.

Edmund Harriss

CRD 4804657 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Guinness Atkinson Asset Management, Inc., an SEC-registered asset manager based in Pasadena, CA with $344 million in regulatory assets, lists Edmund Harriss on its Form ADV as Director, a control person. The SEC filings also name Edmund at 1 other registered adviser.

Firms and roles

AtlasMembers

Edmund’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • James J. AtkinsonChief Executive Officer, Chief Compliance Officer (10/2004), Guinness Atkinson Asset Management, Inc.
  • Timothy W. GuinnessChairman, Chief Investment Officer, Guinness Atkinson Asset Management, Inc.
  • Edward B. GuinnessDirector, Guinness Atkinson Asset Management, Inc.
  • Sam WildyChief Financial Officer, Guinness Atkinson Asset Management, Inc.
  • Andrew M. SmithDirector, Guinness Global Investors

6 more people named with Edmund on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Edmund’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.