Chief Financial Officer · Guinness Global Investors
Sam Wildy
CRD 8057966 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Guinness Global Investors, an SEC-registered private fund adviser based in London, United Kingdom with $11.4 billion in regulatory assets, lists Sam Wildy on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Sam at 1 other registered adviser.
Firms and roles
- Guinness Global InvestorsChief Financial OfficerPrivate fund adviser · London, United Kingdom · $11B in regulatory assets
- Guinness Atkinson Asset Management, Inc.Chief Financial OfficerAsset manager · Pasadena, CA · $344M in regulatory assets
AtlasMembers
Sam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Andrew M. SmithDirector, Guinness Global Investors
- Timothy W. GuinnessChairman, Founder, Guinness Global Investors
- Edward B. GuinnessChief Executive Officer, Guinness Global Investors
- Edmund HarrissChief Investment Officer, Guinness Global Investors
- James J. AtkinsonDirector, Guinness Global Investors
6 more people named with Sam on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.