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Mlro (anti-Money Laundering Officer) · Northern Trust Securities, Inc

Darlene Chappell

CRD 8158928 · Named on Form ADV at one SEC-registered adviser

At a glance

Northern Trust Securities, Inc, an SEC-registered broker-dealer firm based in Chicago, IL with $1.7 billion in regulatory assets, lists Darlene Chappell on its Form ADV as Mlro (anti-Money Laundering Officer).

Firms and roles

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Darlene’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Darlene on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Darlene’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.