Chief Technology Officer · Smith Moore & Co.
Daniel Patrick Moran
CRD 2685632 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Moore & Co., an SEC-registered broker-dealer firm based in Clayton, MO with $2.4 billion in regulatory assets, lists Daniel Patrick Moran on its Form ADV as Chief Technology Officer, a control person.
Firms and roles
- Smith Moore & Co.Chief Technology OfficerBroker-dealer firm · Clayton, MO · $2.4B in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Timothy Eugene SchulteChairman of the Board, Director, Smith Moore & Co.
- Stewart James Jr DeutschPresident, Chief Exective Officer, Director, Smith Moore & Co.
- Kent Charles SchmidtExecutive Vice President, Director, Smith Moore & Co.
- Randall Paul RhynerExecutive Vice President, Director, Smith Moore & Co.
- Amy Lynn BrodyChief Financial Officer, Finop, Smith Moore & Co.
3 more people named with Daniel on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.