Executive Vice President, Director · Smith Moore & Co.
Kent Charles Schmidt
CRD 2153325 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Moore & Co., an SEC-registered broker-dealer firm based in Clayton, MO with $2.4 billion in regulatory assets, lists Kent Charles Schmidt on its Form ADV as Executive Vice President, Director, a control person.
Firms and roles
- Smith Moore & Co.Executive Vice President, DirectorBroker-dealer firm · Clayton, MO · $2.4B in regulatory assets
AtlasMembers
Kent’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Timothy Eugene SchulteChairman of the Board, Director, Smith Moore & Co.
- Stewart James Jr DeutschPresident, Chief Exective Officer, Director, Smith Moore & Co.
- Randall Paul RhynerExecutive Vice President, Director, Smith Moore & Co.
- Amy Lynn BrodyChief Financial Officer, Finop, Smith Moore & Co.
- Jaret Dalin PerrymanChief Compliance Officer, Smith Moore & Co.
3 more people named with Kent on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.