Chief Financial Officer, Finop · Smith Moore & Co.
Amy Lynn Brody
CRD 6486826 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Moore & Co., an SEC-registered broker-dealer firm based in Clayton, MO with $2.4 billion in regulatory assets, lists Amy Lynn Brody on its Form ADV as Chief Financial Officer, Finop, a control person.
Firms and roles
- Smith Moore & Co.Chief Financial Officer, FinopBroker-dealer firm · Clayton, MO · $2.4B in regulatory assets
AtlasMembers
Amy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Timothy Eugene SchulteChairman of the Board, Director, Smith Moore & Co.
- Stewart James Jr DeutschPresident, Chief Exective Officer, Director, Smith Moore & Co.
- Kent Charles SchmidtExecutive Vice President, Director, Smith Moore & Co.
- Randall Paul RhynerExecutive Vice President, Director, Smith Moore & Co.
- Jaret Dalin PerrymanChief Compliance Officer, Smith Moore & Co.
3 more people named with Amy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.