Adviser and broker representative · Raymond James Financial Services Advisors, Inc.
Dan D. Topping
CRD 3040891 · Wichita, KS
At a glance
Dan D. Topping is an investment adviser representative with Raymond James Financial Services Advisors, Inc. in Wichita, KS, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dan’s SEC record dates to 2007, about 19 years ago. Dan is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firms
- Raymond James Financial Services Advisors, Inc.Since January 2009Wichita, KS · $390B in regulatory assets
- Converse Team Financial Services, LLCSince April 2025Wichita, KS · $325M in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.