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Asset manager

Converse Team Financial Services, LLC

SEC-registered investment adviser · CRD 335322 · SEC 801-132403

At a glance

Converse Team Financial Services, LLC is an SEC-registered investment adviser based in United States, with $325 million in regulatory assets under management as of its Form ADV filed June 2, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,892nd of 3,218 asset managers and 9,785th of 17,210 SEC-registered advisers by assets.

converseteam.comLinkedInAs filed on Form ADV

Regulatory AUM
$325M
Rank among asset managers
#1,892 of 3,218
Rank among all SEC RIAs
#9,785 of 17,210
Clients
83
Accounts
83
Discretionary
0% of AUM
Employees
7
Advisory staff
6
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Converse Team Financial Services, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Converse Team Financial Services, LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.

Its Form ADV brochure (filed June 2026) names Raymond James Financial Services as the broker-dealer its advisers are registered with.

Some affiliated persons of CTFS are also registered representatives of Raymond James Financial Services, Inc., a securities broker-dealer, member of the Financial Industry Regulatory Authority, Inc.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pension and profit sharing plans83$325M100%

Disciplinary disclosures

Converse Team Financial Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Pension consulting

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗converseteam.com ↗

AtlasMembers

The full record on Converse Team Financial Services, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 935 peers of its type and size
Locked
Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Converse Team Financial Services, LLC manage?

Converse Team Financial Services, LLC reports $325 million in regulatory assets under management across 83 accounts, on its Form ADV filed June 2, 2026.

What kind of firm is Converse Team Financial Services, LLC?

Converse Team Financial Services, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Converse Team Financial Services, LLC’s clients?

By assets, its largest client types are pension and profit sharing plans ($325 million, 83 clients).

Does Converse Team Financial Services, LLC have any disciplinary history?

Converse Team Financial Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Converse Team Financial Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →