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Chief Compliance Officer, Assistant Secretary and Senior Vice President · Neuberger Berman Loan Advisers II LLC

Brian Lord

CRD 4481766 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Neuberger Berman Loan Advisers II LLC, an SEC-registered private fund adviser based in Chicago, IL with $9.0 billion in regulatory assets, lists Brian Lord on its Form ADV as Chief Compliance Officer, Assistant Secretary and Senior Vice President. The SEC filings also name Brian at 3 other registered advisers.

Firms and roles

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Stephen G. WrightDirector and Managing Director, Neuberger Berman Loan Advisers II LLC
  • Kenneth M deRegtDirector and Managing Director, Neuberger Berman Loan Advisers II LLC
  • Ashok K. BhatiaDirector, Managing Director and Chief Executive Officer, Neuberger Berman Loan Advisers II LLC
  • Anne F. BrennanDirector and Managing Director, Neuberger Berman Loan Advisers II LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.