Chief Operating Officer · Smith Moore & Co.
Barbara Ann Kraft
CRD 1225082 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Moore & Co., an SEC-registered broker-dealer firm based in Clayton, MO with $2.4 billion in regulatory assets, lists Barbara Ann Kraft on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Smith Moore & Co.Chief Operating OfficerBroker-dealer firm · Clayton, MO · $2.4B in regulatory assets
AtlasMembers
Barbara’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Timothy Eugene SchulteChairman of the Board, Director, Smith Moore & Co.
- Stewart James Jr DeutschPresident, Chief Exective Officer, Director, Smith Moore & Co.
- Kent Charles SchmidtExecutive Vice President, Director, Smith Moore & Co.
- Randall Paul RhynerExecutive Vice President, Director, Smith Moore & Co.
- Amy Lynn BrodyChief Financial Officer, Finop, Smith Moore & Co.
3 more people named with Barbara on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Barbara’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.