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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Regulation

SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

SEC ·

The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for purposes of the Regulatory Flexibility…

Summary as published by SEC
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