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Est. 2026The front page of wealth managementNew York

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WSR Mercer Advisors Buys AI And Tax Specialist FifteenthIN October jobs report beats forecasts, lifting December Fed hike oddsWM Few RIAs Have Named AI Leaders, Caddi FindsIN Wall Street products, Main Street regulatorsFP Before recommending a 351 ETF, check for the pattern the IRS just made taxableIN Most Americans are OK with AI managing their money - but not how you thinkIN Goldman Sachs names record partner class with wealth in focusIN Advisor moves: Raymond James, Ameriprise and Cetera land $2B-plus in talentIN RIA moves: Tech-focused RIA BKFi expands with first acquisitionIN Gen X retirement automation habit leaves emergency savings behind

Regulation

SEC Raises 'Small Entity' Threshold for RIAs to $1B

Financial Advisor IQ ·

The Securities and Exchange Commission has raised the threshold for designating registered investment advisory firms and other companies as "small entities." ...

Summary as published by Financial Advisor IQ
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