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Regulation

Weekend Reading For Financial Planners (November 7–8)

By Adam Van Deusen · Kitces.com ·

Image: Kitces.com

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that the Securities and Exchange Commission (SEC) this week adopted new rules that will lift the amount of regulatory AUM below which an investment adviser can be considered "small" (for the purposes…

Summary as published by Kitces.com
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