Regulation
Ex-Merrill FA Sues over Mandatory Arbitration Policy
A former Merrill Lynch financial advisor has sued parent company Bank of America, accusing the bank of reneging on an agreement not to force staff into arbitration, reached as part of a 2013 racial ...
Summary as published by Financial Advisor IQ
Read the full story at Financial Advisor IQ →Financial Advisor IQ may require a subscription.
More on Merrill
Merrill hub →InvestmentNews · Oct 30, 2:02 PM ET
Wirehouse moves: JPMorgan taps Merrill veteran for Southeast role as BofA beefs up OCIO teamAdvisorHub · Oct 30, 9:20 AM ET
Ex-Merrill Trainee Challenges Firm’s Mandatory Arbitration PolicyFinancial Advisor IQ · Oct 29, 1:01 PM ET
LPL Flirts with ETF Rev-Sharing FeesNASAA · Oct 15, 11:00 AM ET
NASAA Announces Settlement with Wells Fargo and Merrill Lynch Over Excessive Commissions on Small-Dollar Trades
Financial ADVSR links to reporting from across the industry. This story was reported by Financial Advisor IQ. Financial ADVSR is not affiliated with Financial Advisor IQ. Updated every 10 minutes.