Wealth manager, independent · Sun Prairie, WI
Wisconsin Wealth Advisors, LLC
SEC-registered investment adviser · CRD 145946 · SEC 801-133696
At a glance
Wisconsin Wealth Advisors, LLC is an SEC-registered investment adviser based in Sun Prairie, Wisconsin, with $178 million in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is individuals, and it reports 286 individual clients. By Form ADV it is a wealth manager, ranked 6,232nd of 8,915 wealth managers and 12,833rd of 17,210 SEC-registered advisers by assets.
Main office 608-837-9099wiwealthadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $178M
- Rank among wealth managers
- #6,232 of 8,915
- Rank among all SEC RIAs
- #12,833 of 17,210
- Rank in Wisconsin
- #143 of 195
- Individual clients
- 286
- High-net-worth clients
- 26
- Accounts
- 293
- Discretionary
- 98% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Chris A. SwensonOwner/chief Compliance Officer/investment Advisor Representative
Custody and brokerage
Broker-dealer
Hybrid RIA
Wisconsin Wealth Advisors, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names Harbour Investments as the broker-dealer its advisers are registered with.
Chris Swenson and Patrick Fosdick receive external compensation for the sale of securities to Clients as Registered Representatives of Harbour Investments, Inc., a broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 260 | $106M | 59% |
| High-net-worth individuals | 26 | $69M | 39% |
| Charitable organizations | 4 | $3M | 2% |
| Other | 3 | $1M | <1% |
Disciplinary disclosures
Wisconsin Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wiwealthadvisors.com ↗
AtlasMembers
The full record on Wisconsin Wealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,740 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wisconsin Wealth Advisors, LLC manage?
Wisconsin Wealth Advisors, LLC reports $178 million in regulatory assets under management across 293 accounts, 98% of it on a discretionary basis, on its Form ADV filed October 1, 2026.
What kind of firm is Wisconsin Wealth Advisors, LLC?
Wisconsin Wealth Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Wisconsin Wealth Advisors, LLC’s clients?
By assets, its largest client types are individuals ($106 million, 260 clients); high-net-worth individuals ($69 million, 26 clients); charitable organizations ($3 million, 4 clients).
Does Wisconsin Wealth Advisors, LLC have any disciplinary history?
Wisconsin Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wisconsin Wealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →