Wealth manager, independent · Columbus, OH
Windsor Advisory Group, LLC
SEC-registered investment adviser · CRD 122266 · SEC 801-61372
At a glance
Windsor Advisory Group, LLC is an SEC-registered investment adviser based in Columbus, Ohio, with $2.9B in regulatory assets under management as of its Form ADV filed July 1, 2026. It reports 442 individual clients, 337 of them high-net-worth, holding an average of about $5.3 million each, and 22 employees. That ranks it 375th among the nation’s 5,657 independent wealth management RIAs and 21st of 226 in Ohio. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 614-545-0300windsoradvisorygroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among independent wealth managers
- #375 of 5,657
- Rank among all SEC RIAs
- #2,871 of 17,210
- Rank in Ohio
- #21 of 226
- Individual clients
- 442
- High-net-worth clients
- 337
- Accounts
- 1,704
- Discretionary
- 99% of AUM
- Employees
- 22
- Advisory staff
- 14
- Offices
- 1
Owners and executives on its Form ADV
- Harry M. DyeMember
- Jonathon S. EesleyMember
- John E. MozolaMember
- Clayton A HallMember
- Stephanie G. WeirChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Windsor Advisory Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 337 | $2.3B | 78% |
| Pooled investment vehicles | 4 | $335M | 11% |
| Corporations or other businesses | 80 | $204M | 7% |
| Individuals | 105 | $42M | 1% |
| Charitable organizations | 15 | $40M | 1% |
| Pension and profit sharing plans | 2 | $12M | <1% |
Private funds
Windsor Advisory Group, LLC reports 4 private funds with $285M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Windsor Advisory Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗windsoradvisorygroup.com ↗
AtlasMembers
The full record on Windsor Advisory Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,390 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Fairway Wealth Management LLCIndependence | $3.0B | 321 |
| SJS Investment ServicesSylvania | $2.9B | 880 |
| Foster & Motley IncCincinnati | $2.9B | 919 |
| Revisor Wealth Management LLCAkron | $2.5B | 3,070 |
| Everhart AdvisorsDublin | $2.5B | 2,268 |
| Summit Financial Strategies IncColumbus | $2.3B | 1,013 |
Background
Questions
How much does Windsor Advisory Group, LLC manage?
Windsor Advisory Group, LLC reports $2.9B in regulatory assets under management across 1,704 accounts, 99% of it on a discretionary basis, on its Form ADV filed July 1, 2026.
How many clients does Windsor Advisory Group, LLC have?
It reports 442 individual clients: 337 high-net-worth individuals and 105 other individuals. Individuals account for about 80% of its regulatory assets.
Where is Windsor Advisory Group, LLC headquartered?
Its main office is in Columbus, Ohio. It reports 1 office in total and 22 employees, 14 of whom perform investment advisory functions.
How does Windsor Advisory Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Windsor Advisory Group, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 1, 2026, it reports these amounts held: Charles Schwab ($1.7B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Windsor Advisory Group, LLC a hybrid RIA with a broker-dealer?
Windsor Advisory Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Windsor Advisory Group, LLC a fiduciary?
As an SEC-registered investment adviser, Windsor Advisory Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Windsor Advisory Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →