Wealth manager, independent · Independence, OH
Fairway Wealth Management LLC
Fairway Wealth LLC · SEC-registered investment adviser · CRD 311031 · SEC 801-119777
At a glance
Fairway Wealth Management LLC is an SEC-registered investment adviser based in Independence, Ohio, with $3.0B in regulatory assets under management as of its Form ADV filed March 13, 2026. It reports 321 individual clients, 268 of them high-net-worth, holding an average of about $9.3 million each, and 23 employees. That ranks it 362nd among the nation’s 5,657 independent wealth management RIAs and 18th of 226 in Ohio. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 216-573-7200fairwaywealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.0B
- Rank among independent wealth managers
- #362 of 5,657
- Rank among all SEC RIAs
- #2,844 of 17,210
- Rank in Ohio
- #18 of 226
- Individual clients
- 321
- High-net-worth clients
- 268
- Accounts
- 322
- Discretionary
- 44% of AUM
- Employees
- 23
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Mark S. WeiskindPresident
- Charles J. AvarelloCFO
- Brian M. TullioCCO
- Christopher T. MartinSecretary
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 268 | $2.9B | 99% |
| Individuals | 53 | $29M | <1% |
| Corporations or other businesses | 1 | $2M | <1% |
Disciplinary disclosures
Fairway Wealth Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fairwaywealth.com ↗
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- Assets, accounts, clients and staff, 5 years of filings
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Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Prosperity Capital AdvisorsWestlake | $4.4B | 7,469 |
| Ancora Private Wealth Advisors, LLCCleveland | $3.9B | 4,414 |
| CM Wealth Advisors LLCBeachwood | $3.6B | 204 |
| SJS Investment ServicesSylvania | $2.9B | 880 |
| Foster & Motley IncCincinnati | $2.9B | 919 |
| Windsor Advisory Group, LLCColumbus | $2.9B | 442 |
Background
Questions
How much does Fairway Wealth Management LLC manage?
Fairway Wealth Management LLC reports $3.0B in regulatory assets under management across 322 accounts, 44% of it on a discretionary basis, on its Form ADV filed March 13, 2026.
How many clients does Fairway Wealth Management LLC have?
It reports 321 individual clients: 268 high-net-worth individuals and 53 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Fairway Wealth Management LLC headquartered?
Its main office is in Independence, Ohio. It reports 1 office in total and 23 employees, 9 of whom perform investment advisory functions.
How does Fairway Wealth Management LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Fairway Wealth Management LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 13, 2026, it reports these amounts held: Charles Schwab ($2.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Fairway Wealth Management LLC a hybrid RIA with a broker-dealer?
It reports a broker-dealer among its affiliates on Form ADV.
Is Fairway Wealth Management LLC a fiduciary?
As an SEC-registered investment adviser, Fairway Wealth Management LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Fairway Wealth Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →