Wealth manager, independent · Columbia, SC
Wallick Investments, LLC
SEC-registered investment adviser · CRD 162976 · SEC 801-133719
At a glance
Wallick Investments, LLC is an SEC-registered investment adviser based in Columbia, South Carolina, with $168 million in regulatory assets under management as of its Form ADV filed August 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 297 individual clients. By Form ADV it is a wealth manager, ranked 6,456th of 8,915 wealth managers and 13,135th of 17,210 SEC-registered advisers by assets.
Main office 803-699-9400wallickinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $168M
- Rank among wealth managers
- #6,456 of 8,915
- Rank among all SEC RIAs
- #13,135 of 17,210
- Rank in South Carolina
- #86 of 116
- Individual clients
- 297
- High-net-worth clients
- 53
- Accounts
- 517
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Daniel T WallickManaging Partner, Chief Compliance Officer, Chief Investments Officer
- Patricia A StonerCapital Partner
- Jesse W. StinnetteCapital Partner/portfolio Manager
- Susan H WallickPrincipal, Director of Marketing and Communications
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 53 | $101M | 60% |
| Individuals | 244 | $63M | 38% |
| Charitable organizations | 6 | $4M | 3% |
| State or municipal government entities | 1 | $0M | <1% |
Disciplinary disclosures
Wallick Investments, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗wallickinvestments.com ↗
AtlasMembers
The full record on Wallick Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 5,627 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Wallick Investments, LLC manage?
Wallick Investments, LLC reports $168 million in regulatory assets under management across 517 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 24, 2026.
What kind of firm is Wallick Investments, LLC?
Wallick Investments, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Wallick Investments, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($101 million, 53 clients); individuals ($63 million, 244 clients); charitable organizations ($4 million, 6 clients).
Does Wallick Investments, LLC have any disciplinary history?
Wallick Investments, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wallick Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →