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Broker-dealer firm · Durham, NC

Vested Finance

Vested Finance Inc. · SEC-registered investment adviser · CRD 299272 · SEC 801-114441

At a glance

Vested Finance is an SEC-registered investment adviser based in Durham, North Carolina, with $0 in regulatory assets under management as of its Form ADV filed June 26, 2026. By Form ADV it is a broker-dealer firm, ranked 383rd of 391 broker-dealer firms and 16,681st of 17,210 SEC-registered advisers by assets.

Main office 310-895-3927vested.co.inAs filed on Form ADV

Regulatory AUM
$0M
Rank among broker-dealer firms
#383 of 391
Rank among all SEC RIAs
#16,681 of 17,210
Rank in North Carolina
#281 of 288
Clients
0
Accounts
0
Discretionary
0% of AUM
Employees
60
Advisory staff
8
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Vested Finance’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Vested Finance is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: VF Securities, Inc.

Its Form ADV brochure (filed February 2026) names VF Securities as the broker-dealer its advisers are registered with.

investment advice on behalf of our firm may be registered representatives with VF Securities, Inc., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.

Other hybrid RIAs

Private funds

Vested Finance reports 9 private funds with $10M in gross assets: private equity funds (Form ADV Item 7.B).

Disciplinary disclosures

Vested Finance reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles
  • Selecting other advisers
  • Other services

How it’s paid

  • A percentage of assets under management
  • Fixed fees
  • Commissions

Form ADV and brochures on the SEC’s adviser search ↗vested.co.in ↗

AtlasMembers

The full record on Vested Finance

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 6 years of filings
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Growth over one, three and five years
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Rank against 28 peers of its type and size
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Owners and executives, with titles and stakes
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Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Vested Finance manage?

Vested Finance reports $0 in regulatory assets under management, on its Form ADV filed June 26, 2026.

What kind of firm is Vested Finance?

Vested Finance is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.

Does Vested Finance manage private funds?

Yes. It reports 9 private funds with $10 million in gross assets, including private equity funds.

Does Vested Finance have any disciplinary history?

Vested Finance reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Vested Finance’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →