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CCO · Vested Finance

Scott N. Brody

CRD 2890610 · Named on Form ADV at one SEC-registered adviser

At a glance

Vested Finance, an SEC-registered broker-dealer firm based in Durham, NC with $0 in regulatory assets, lists Scott N. Brody on its Form ADV as CCO, a control person.

Firms and roles

  • Vested FinanceCCOBroker-dealer firm · Durham, NC · $0M in regulatory assets

AtlasMembers

Scott’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.