Private fund adviser · Taipei, Taiwan, Republic of China
UG Investment Advisers LTD.
SEC-registered investment adviser · CRD 167183 · SEC 801-78224
At a glance
UG Investment Advisers LTD. is an SEC-registered investment adviser based in Taipei, Taiwan, Republic of China, with $3.5 billion in regulatory assets under management as of its Form ADV filed September 23, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,213th of 4,686 private fund advisers and 2,591st of 17,210 SEC-registered advisers by assets.
Main office +886920429057ugfunds.comAs filed on Form ADV
- Regulatory AUM
- $3.5B
- Rank among private fund advisers
- #1,213 of 4,686
- Rank among all SEC RIAs
- #2,591 of 17,210
- Clients
- 2
- Accounts
- 2
- Discretionary
- 0% of AUM
- Employees
- 40
- Advisory staff
- 16
- Offices
- 1
Owners and executives on its Form ADV
- Ming C. WangChief Executive Officer / Director
- Ming P. WangChief Compliance Officer / Director
- Jui F. TsaiChief Investment Officer
- Chia ChenChief Operating Officer
- Tsui F. YangExecutive Administrative Officer / Director
Custody and brokerage
Custodian
UG Investment Advisers LTD.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $3.5B | 100% |
Disciplinary disclosures
UG Investment Advisers LTD. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ugfunds.com ↗
AtlasMembers
The full record on UG Investment Advisers LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,557 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does UG Investment Advisers LTD. manage?
UG Investment Advisers LTD. reports $3.5 billion in regulatory assets under management across 2 accounts, on its Form ADV filed September 23, 2026.
What kind of firm is UG Investment Advisers LTD.?
UG Investment Advisers LTD. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are UG Investment Advisers LTD.’s clients?
By assets, its largest client types are pooled investment vehicles ($3.5 billion, 2 clients).
Does UG Investment Advisers LTD. have any disciplinary history?
UG Investment Advisers LTD. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is UG Investment Advisers LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →