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Chief Executive Officer / Director · UG Investment Advisers LTD.

Ming C. Wang

CRD 6174449 · Named on Form ADV at one SEC-registered adviser

At a glance

UG Investment Advisers LTD., an SEC-registered private fund adviser based in Taipei, Taiwan, Republic of China with $3.5 billion in regulatory assets, lists Ming C. Wang on its Form ADV as Chief Executive Officer / Director, a control person.

Firms and roles

  • UG Investment Advisers LTD.Chief Executive Officer / DirectorPrivate fund adviser · Taipei, Taiwan, Republic of China · $3.5B in regulatory assets

AtlasMembers

Ming’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ming P. WangChief Compliance Officer / Director, UG Investment Advisers LTD.
  • Jui F. TsaiChief Investment Officer, UG Investment Advisers LTD.
  • Chia ChenChief Operating Officer, UG Investment Advisers LTD.
  • Tsui F. YangExecutive Administrative Officer / Director, UG Investment Advisers LTD.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ming’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.