Wealth manager, independent · Hoover, AL
Truewealth Advisors, LLC
SEC-registered investment adviser · CRD 298838 · SEC 801-114236
At a glance
Truewealth Advisors, LLC is an SEC-registered investment adviser based in Hoover, Alabama, with $547 million in regulatory assets under management as of its Form ADV filed August 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,090 individual clients. By Form ADV it is a wealth manager, ranked 2,696th of 8,915 wealth managers and 7,463rd of 17,210 SEC-registered advisers by assets.
Main office 205-588-4800truewealthllc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $547M
- Rank among wealth managers
- #2,696 of 8,915
- Rank among all SEC RIAs
- #7,463 of 17,210
- Rank in Alabama
- #37 of 92
- Individual clients
- 1,090
- High-net-worth clients
- 297
- Accounts
- 1,614
- Discretionary
- 99% of AUM
- Employees
- 21
- Advisory staff
- 13
- Offices
- 10
Owners and executives on its Form ADV
- Larry J. SimsManaging Member and Chief Compliance Officer
- Paul B. MarksMember
- Daniel R. JonesChief Operations Officer/managing Member
- Anthony S. ShunnarahChief Growth Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Truewealth Advisors, LLC is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names Cetera Wealth Services as the broker-dealer its advisers are registered with.
Persons providing investment advice are investment adviser representatives with TrueWealth Advisors, LLC and may be registered representatives with Cetera Wealth Services, LLC, (CRD # 13572).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 297 | $364M | 66% |
| Individuals | 793 | $177M | 32% |
| Corporations or other businesses | 12 | $6M | 1% |
| Charitable organizations | 2 | $1M | <1% |
Disciplinary disclosures
Truewealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗truewealthllc.com ↗
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The full record on Truewealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 5,202 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Truewealth Advisors, LLC manage?
Truewealth Advisors, LLC reports $547 million in regulatory assets under management across 1,614 accounts, 99% of it on a discretionary basis, on its Form ADV filed August 3, 2026.
What kind of firm is Truewealth Advisors, LLC?
Truewealth Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Truewealth Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($364 million, 297 clients); individuals ($177 million, 793 clients); corporations or other businesses ($6 million, 12 clients).
Does Truewealth Advisors, LLC have any disciplinary history?
Truewealth Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Truewealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →