Wealth manager, independent · Easton, MD
Tred Avon Family Wealth, LLC
SEC-registered investment adviser · CRD 174115 · SEC 801-106937
At a glance
Tred Avon Family Wealth, LLC is an SEC-registered investment adviser based in Easton, Maryland, with $432 million in regulatory assets under management as of its Form ADV filed August 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 328 individual clients. By Form ADV it is a wealth manager, ranked 3,267th of 8,915 wealth managers and 8,450th of 17,210 SEC-registered advisers by assets.
Main office 410-310-2064tredavonfamilywealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $432M
- Rank among wealth managers
- #3,267 of 8,915
- Rank among all SEC RIAs
- #8,450 of 17,210
- Rank in Maryland
- #119 of 227
- Individual clients
- 328
- High-net-worth clients
- 296
- Accounts
- 347
- Discretionary
- 29% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Frances E. SpurryManaging Member/owner
- Terry C. WarrenChief Compliance Officer
Custody and brokerage
Custodian
Tred Avon Family Wealth, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 296 | $390M | 90% |
| Corporations or other businesses | 9 | $26M | 6% |
| Charitable organizations | 10 | $11M | 3% |
| Individuals | 32 | $4M | 1% |
Disciplinary disclosures
Tred Avon Family Wealth, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗tredavonfamilywealth.com ↗
AtlasMembers
The full record on Tred Avon Family Wealth, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,838 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Tred Avon Family Wealth, LLC manage?
Tred Avon Family Wealth, LLC reports $432 million in regulatory assets under management across 347 accounts, 29% of it on a discretionary basis, on its Form ADV filed August 25, 2026.
What kind of firm is Tred Avon Family Wealth, LLC?
Tred Avon Family Wealth, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Tred Avon Family Wealth, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($390 million, 296 clients); corporations or other businesses ($26 million, 9 clients); charitable organizations ($11 million, 10 clients).
Does Tred Avon Family Wealth, LLC have any disciplinary history?
Tred Avon Family Wealth, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Tred Avon Family Wealth, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →