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Chief Compliance Officer · Tred Avon Family Wealth, LLC

Terry C. Warren

CRD 1711634 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Tred Avon Family Wealth, LLC, an SEC-registered wealth manager based in Easton, MD with $432 million in regulatory assets, lists Terry C. Warren on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Terry at 1 other registered adviser.

Firms and roles

AtlasMembers

Terry’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Terry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.