Wealth manager, independent
The David J. Yvars Group Inc.
SEC-registered investment adviser · CRD 328901 · SEC 801-129169
At a glance
The David J. Yvars Group Inc. is an SEC-registered investment adviser based in United States, with $359 million in regulatory assets under management as of its Form ADV filed February 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 476 individual clients. By Form ADV it is a wealth manager, ranked 3,837th of 8,915 wealth managers and 9,295th of 17,210 SEC-registered advisers by assets.
yvarsgroup.comAs filed on Form ADV
- Regulatory AUM
- $359M
- Rank among wealth managers
- #3,837 of 8,915
- Rank among all SEC RIAs
- #9,295 of 17,210
- Individual clients
- 476
- High-net-worth clients
- 141
- Accounts
- 1,000
- Discretionary
- 77% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 4
Owners and executives on its Form ADV
- David J. YvarsChief Executive Officer, Senior Portfolio Manager and Chief Compliance Officer
- Mary Jo CollabollettaChief Operating Officer
- David J. Jr YvarsChief Financial Officer and Financial Advisor
- Joseph D. LeeVice President and Financial Advisor
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 141 | $264M | 73% |
| Other | 13 | $57M | 16% |
| Individuals | 335 | $38M | 11% |
Disciplinary disclosures
The David J. Yvars Group Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗yvarsgroup.com ↗
AtlasMembers
The full record on The David J. Yvars Group Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,283 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does The David J. Yvars Group Inc. manage?
The David J. Yvars Group Inc. reports $359 million in regulatory assets under management across 1,000 accounts, 77% of it on a discretionary basis, on its Form ADV filed February 4, 2026.
What kind of firm is The David J. Yvars Group Inc.?
The David J. Yvars Group Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are The David J. Yvars Group Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($264 million, 141 clients); other ($57 million, 13 clients); individuals ($38 million, 335 clients).
Does The David J. Yvars Group Inc. have any disciplinary history?
The David J. Yvars Group Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is The David J. Yvars Group Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →