Private fund adviser · Toronto, Canada
The Catalyst Capital Group Inc.
SEC-registered investment adviser · CRD 155299 · SEC 801-118609
At a glance
The Catalyst Capital Group Inc. is an SEC-registered investment adviser based in Toronto, Canada, with $2.6 billion in regulatory assets under management as of its Form ADV filed July 24, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,436th of 4,686 private fund advisers and 3,107th of 17,210 SEC-registered advisers by assets.
Main office 416-945-3000catcapital.comAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among private fund advisers
- #1,436 of 4,686
- Rank among all SEC RIAs
- #3,107 of 17,210
- Clients
- 6
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 16
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Newton G. GlassmanManaging Partner
- Gabriel De AlbaManaging Director and Partner
- James A. RileyManaging Director
- Rocco DiPucchioManaging Director and COO
- Mark N. BhattacharyaCCO, CFO
Custody and brokerage
Custodian
The Catalyst Capital Group Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 6 | $2.6B | 100% |
Private funds
The Catalyst Capital Group Inc. reports 6 private funds with $2.6B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
The Catalyst Capital Group Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗catcapital.com ↗
AtlasMembers
The full record on The Catalyst Capital Group Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 1,731 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does The Catalyst Capital Group Inc. manage?
The Catalyst Capital Group Inc. reports $2.6 billion in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 24, 2026.
What kind of firm is The Catalyst Capital Group Inc.?
The Catalyst Capital Group Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are The Catalyst Capital Group Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($2.6 billion, 6 clients).
Does The Catalyst Capital Group Inc. manage private funds?
Yes. It reports 6 private funds with $2.6 billion in gross assets, including private equity funds.
Does The Catalyst Capital Group Inc. have any disciplinary history?
The Catalyst Capital Group Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is The Catalyst Capital Group Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →