Managing Director and COO · The Catalyst Capital Group Inc.
Rocco DiPucchio
CRD 7090848 · Named on Form ADV at one SEC-registered adviser
At a glance
The Catalyst Capital Group Inc., an SEC-registered private fund adviser based in Toronto, Canada with $2.6 billion in regulatory assets, lists Rocco DiPucchio on its Form ADV as Managing Director and COO.
Firms and roles
- The Catalyst Capital Group Inc.Managing Director and COOPrivate fund adviser · Toronto, Canada · $2.6B in regulatory assets
AtlasMembers
Rocco’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Newton G. GlassmanManaging Partner, The Catalyst Capital Group Inc.
- Gabriel De AlbaManaging Director and Partner, The Catalyst Capital Group Inc.
- James A. RileyManaging Director, The Catalyst Capital Group Inc.
- Mark N. BhattacharyaCCO, CFO, The Catalyst Capital Group Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rocco’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.