Wealth manager, independent · Little Rock, AR
The Arkansas Financial Group, Inc.
SEC-registered investment adviser · CRD 104808 · SEC 801-23922
At a glance
The Arkansas Financial Group, Inc. is an SEC-registered investment adviser based in Little Rock, Arkansas, with $971 million in regulatory assets under management as of its Form ADV filed September 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 367 individual clients. By Form ADV it is a wealth manager, ranked 1,590th of 8,915 wealth managers and 5,464th of 17,210 SEC-registered advisers by assets.
Main office 501-376-9051arkansasfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $971M
- Rank among wealth managers
- #1,590 of 8,915
- Rank among all SEC RIAs
- #5,464 of 17,210
- Rank in Arkansas
- #13 of 57
- Individual clients
- 367
- High-net-worth clients
- 248
- Accounts
- 1,661
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Fredrick E. AdkinsChief Executive Officer
- Kristina K. BolhousePresident
- John R. BroadwaterChief Investment Officer
- Mary E. McCrawChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 248 | $893M | 92% |
| Individuals | 119 | $65M | 7% |
| Charitable organizations | – | $6M | <1% |
| Pension and profit sharing plans | – | $4M | <1% |
| Other | – | $2M | <1% |
| Corporations or other businesses | – | $2M | <1% |
Disciplinary disclosures
The Arkansas Financial Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗arkansasfinancial.com ↗
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The full record on The Arkansas Financial Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,606 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does The Arkansas Financial Group, Inc. manage?
The Arkansas Financial Group, Inc. reports $971 million in regulatory assets under management across 1,661 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.
What kind of firm is The Arkansas Financial Group, Inc.?
The Arkansas Financial Group, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are The Arkansas Financial Group, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($893 million, 248 clients); individuals ($65 million, 119 clients); charitable organizations ($6 million).
Does The Arkansas Financial Group, Inc. have any disciplinary history?
The Arkansas Financial Group, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is The Arkansas Financial Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →