Chief Investment Officer · The Arkansas Financial Group, Inc.
John R. Broadwater
CRD 2962501 · Named on Form ADV at one SEC-registered adviser
At a glance
The Arkansas Financial Group, Inc., an SEC-registered wealth manager based in Little Rock, AR with $971 million in regulatory assets, lists John R. Broadwater on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- The Arkansas Financial Group, Inc.Chief Investment OfficerWealth manager · Little Rock, AR · $971M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Fredrick E. AdkinsChief Executive Officer, The Arkansas Financial Group, Inc.
- Kristina K. BolhousePresident, The Arkansas Financial Group, Inc.
- Mary E. McCrawChief Compliance Officer, The Arkansas Financial Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.