Asset manager · Charlotte, NC
Tannin Capital, LLC
SEC-registered investment adviser · CRD 304238 · SEC 801-116787
At a glance
Tannin Capital, LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $825 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is other, and it reports 80 individual clients. By Form ADV it is a asset manager, ranked 1,454th of 3,218 asset managers and 5,991st of 17,210 SEC-registered advisers by assets.
Main office 704-552-1082tannin.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $825M
- Rank among asset managers
- #1,454 of 3,218
- Rank among all SEC RIAs
- #5,991 of 17,210
- Rank in North Carolina
- #83 of 288
- Individual clients
- 80
- High-net-worth clients
- 64
- Accounts
- 532
- Discretionary
- 56% of AUM
- Employees
- 7
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Clay H. YoungSole Member and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | – | $528M | 64% |
| High-net-worth individuals | 64 | $131M | 16% |
| Other investment advisers | – | $117M | 14% |
| Corporations or other businesses | 10 | $44M | 5% |
| Individuals | 16 | $5M | <1% |
Disciplinary disclosures
Tannin Capital, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗tannin.com ↗
AtlasMembers
The full record on Tannin Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,017 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Tannin Capital, LLC manage?
Tannin Capital, LLC reports $825 million in regulatory assets under management across 532 accounts, 56% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Tannin Capital, LLC?
Tannin Capital, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Tannin Capital, LLC’s clients?
By assets, its largest client types are other ($528 million); high-net-worth individuals ($131 million, 64 clients); other investment advisers ($117 million).
Does Tannin Capital, LLC have any disciplinary history?
Tannin Capital, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Tannin Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →