Wealth manager, wrap-program sponsor · Oak Brook, IL
Tall Pines Capital, LLC
SEC-registered investment adviser · CRD 286089 · SEC 801-114900
At a glance
Tall Pines Capital, LLC is an SEC-registered investment adviser based in Oak Brook, Illinois, with $25 million in regulatory assets under management as of its Form ADV filed May 5, 2026. Its largest client group by assets is individuals, and it reports 63 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 8,704th of 8,915 wealth managers and 16,180th of 17,210 SEC-registered advisers by assets.
Main office 630-564-1348tallpinescap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $25M
- Rank among wealth managers
- #8,704 of 8,915
- Rank among all SEC RIAs
- #16,180 of 17,210
- Rank in Illinois
- #650 of 684
- Individual clients
- 63
- High-net-worth clients
- 14
- Accounts
- 100
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Christopher M. PlahmManaging Member and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 49 | $13M | 53% |
| High-net-worth individuals | 14 | $12M | 47% |
Disciplinary disclosures
Tall Pines Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗tallpinescap.com ↗
AtlasMembers
The full record on Tall Pines Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 350 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Tall Pines Capital, LLC manage?
Tall Pines Capital, LLC reports $25 million in regulatory assets under management across 100 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 5, 2026.
What kind of firm is Tall Pines Capital, LLC?
Tall Pines Capital, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Tall Pines Capital, LLC’s clients?
By assets, its largest client types are individuals ($13 million, 49 clients); high-net-worth individuals ($12 million, 14 clients).
Does Tall Pines Capital, LLC have any disciplinary history?
Tall Pines Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Tall Pines Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →