Wealth manager, independent · Pasadena, CA
Strategy Asset Managers L.L.C.
SEC-registered investment adviser · CRD 109939 · SEC 801-60049
At a glance
Strategy Asset Managers L.L.C. is an SEC-registered investment adviser based in Pasadena, California, with $930 million in regulatory assets under management as of its Form ADV filed June 11, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 598 individual clients. By Form ADV it is a wealth manager, ranked 1,646th of 8,915 wealth managers and 5,590th of 17,210 SEC-registered advisers by assets.
Main office 626-657-0559strategyassetmanagers.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $930M
- Rank among wealth managers
- #1,646 of 8,915
- Rank among all SEC RIAs
- #5,590 of 17,210
- Rank in California
- #650 of 1,873
- Individual clients
- 598
- High-net-worth clients
- 214
- Accounts
- 1,458
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 10
- Offices
- 3
Owners and executives on its Form ADV
- Thomas W. HulickChief Executive Officer
- Thomas W. HulickChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Strategy Asset Managers L.L.C. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names The Leaders Group as the broker-dealer its advisers are registered with.
Page 19 Representatives of our firm are registered representatives of The Leaders Group, Inc. , member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 214 | $668M | 72% |
| Individuals | 384 | $156M | 17% |
| Pension and profit sharing plans | 12 | $60M | 6% |
| Charitable organizations | 13 | $28M | 3% |
| Pooled investment vehicles | 2 | $11M | 1% |
| Corporations or other businesses | 8 | $8M | <1% |
Private funds
Strategy Asset Managers L.L.C. reports 2 private funds with $11M in gross assets: venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Strategy Asset Managers L.L.C. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗strategyassetmanagers.com ↗
AtlasMembers
The full record on Strategy Asset Managers L.L.C.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,705 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Strategy Asset Managers L.L.C. manage?
Strategy Asset Managers L.L.C. reports $930 million in regulatory assets under management across 1,458 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 11, 2026.
What kind of firm is Strategy Asset Managers L.L.C.?
Strategy Asset Managers L.L.C. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Strategy Asset Managers L.L.C.’s clients?
By assets, its largest client types are high-net-worth individuals ($668 million, 214 clients); individuals ($156 million, 384 clients); pension and profit sharing plans ($60 million, 12 clients).
Does Strategy Asset Managers L.L.C. manage private funds?
Yes. It reports 2 private funds with $11 million in gross assets, including venture capital funds.
Does Strategy Asset Managers L.L.C. have any disciplinary history?
Strategy Asset Managers L.L.C. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Strategy Asset Managers L.L.C.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →