Asset manager · Seattle, WA
Strategic Income Management, LLC
SEC-registered investment adviser · CRD 151956 · SEC 801-71765
At a glance
Strategic Income Management, LLC is an SEC-registered investment adviser based in Seattle, Washington, with $3.1 billion in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 863rd of 3,218 asset managers and 2,754th of 17,210 SEC-registered advisers by assets.
Main office 206-608-3873sim-llc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.1B
- Rank among asset managers
- #863 of 3,218
- Rank among all SEC RIAs
- #2,754 of 17,210
- Rank in Washington
- #24 of 271
- Clients
- 6
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Gary J. PokrzywinskiManager, Member, Portfolio Manager, President
- Timothy T. BlackMember, Retired
- Brian L. PlaczekMember, Retired
- Ryan C. LarsonPortfolio Manager, Member, VP
- Kevin R. PowerPortfolio Manager, Member, VP
- Natalie K. AbbottChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $2.1B | 66% |
| Pooled investment vehicles | 1 | $446M | 14% |
| Sovereign wealth funds and foreign official institutions | 1 | $331M | 11% |
| State or municipal government entities | 2 | $211M | 7% |
| Insurance companies | 1 | $78M | 2% |
Disciplinary disclosures
Strategic Income Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗sim-llc.com ↗
AtlasMembers
The full record on Strategic Income Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 796 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Strategic Income Management, LLC manage?
Strategic Income Management, LLC reports $3.1 billion in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Strategic Income Management, LLC?
Strategic Income Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Strategic Income Management, LLC’s clients?
By assets, its largest client types are investment companies ($2.1 billion, 1 clients); pooled investment vehicles ($446 million, 1 clients); sovereign wealth funds and foreign official institutions ($331 million, 1 clients).
Does Strategic Income Management, LLC have any disciplinary history?
Strategic Income Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Strategic Income Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →