Chief Compliance Officer · National Investment Services of America, LLC
Natalie K. Abbott
CRD 2987978 · Named on Form ADV at 2 SEC-registered advisers
At a glance
National Investment Services of America, LLC, an SEC-registered asset manager based in Milwaukee, WI with $16.3 billion in regulatory assets, lists Natalie K. Abbott on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Natalie at 1 other registered adviser.
Firms and roles
- National Investment Services of America, LLCChief Compliance OfficerAsset manager · Milwaukee, WI · $16B in regulatory assets
- Strategic Income Management, LLCChief Compliance OfficerAsset manager · Seattle, WA · $3.1B in regulatory assets
AtlasMembers
Natalie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (15)
- Norman E. SidlerPrincipal, Managing Partner, Director, National Investment Services of America, LLC
- Robert P. BrooksPrincipal, Director, National Investment Services of America, LLC
- Bartlett J. McCartinChief Executive Officer, Principal, Managing Partner, Director, National Investment Services of America, LLC
- John P FremgenPrincipal, Managing Partner, Director, National Investment Services of America, LLC
- Scott O. Van LithChief Financial Officer, National Investment Services of America, LLC
10 more people named with Natalie on the same filings, with titles and firms. Free in Atlas with a free account.
See all 15 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Natalie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.