Wealth manager, independent · London, Greater London, United Kingdom
Stonehage Fleming
Stonehage Fleming Investment Management Limited · SEC-registered investment adviser · CRD 313913 · SEC 801-122831
At a glance
Stonehage Fleming is an SEC-registered investment adviser based in London, Greater London, United Kingdom, with $23.8 billion in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 534 individual clients. By Form ADV it is a wealth manager, ranked 78th of 8,915 wealth managers and 781st of 17,210 SEC-registered advisers by assets.
Main office +442070870000stonehagefleming.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $24B
- Rank among wealth managers
- #78 of 8,915
- Rank among all SEC RIAs
- #781 of 17,210
- Individual clients
- 534
- High-net-worth clients
- 291
- Accounts
- 725
- Discretionary
- 72% of AUM
- Employees
- 110
- Advisory staff
- 52
- Offices
- 1
Owners and executives on its Form ADV
- Michael N. BermanHead of Client Management
- Graham D. WainerInvestment Management Chief Executive Officer
- Katie A. MundellChief Compliance Officer
- John D. VealeDeputy Head of Investments
- Eva M. SheppardSenior Relationship Manager
- Gerrit E. SmitHead of Global Equity Management
- Lucy TilleyChief Financial Officer
- Sally A. FerneChief Operations Officer
- Catherine M. KennyHead of Internal Audit
Custody and brokerage
3 custodians
- Multrees$8.1B51%
- Stonehage Fleming Dealing & Treasury ServicesAffiliate of the firm$5.3B33%
- UBS$2.6B16%
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Stonehage Fleming Dealing and Treasury Services (UK) Limited and Stonehage Fleming Dealing and Treasury Services (jersey) Limited.
- Stonehage Fleming Dealing and Treasury Services (UK) Limited
- Stonehage Fleming Dealing and Treasury Services (jersey) Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 291 | $13B | 53% |
| Investment companies | 97 | $6.7B | 28% |
| Charitable organizations | 13 | $2.1B | 9% |
| Other | 61 | $1.8B | 7% |
| Corporations or other businesses | 20 | $649M | 3% |
| Individuals | 243 | $77M | <1% |
Disciplinary disclosures
Stonehage Fleming reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗stonehagefleming.com ↗
AtlasMembers
The full record on Stonehage Fleming
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 187 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stonehage Fleming manage?
Stonehage Fleming reports $23.8 billion in regulatory assets under management across 725 accounts, 72% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
What kind of firm is Stonehage Fleming?
Stonehage Fleming is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Stonehage Fleming’s clients?
By assets, its largest client types are high-net-worth individuals ($12.5 billion, 291 clients); investment companies ($6.7 billion, 97 clients); charitable organizations ($2.1 billion, 13 clients).
Does Stonehage Fleming have any disciplinary history?
Stonehage Fleming reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stonehage Fleming’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →