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Chief Compliance Officer · Stonehage Fleming

Katie A. Mundell

CRD 7441920 · Named on Form ADV at one SEC-registered adviser

At a glance

Stonehage Fleming, an SEC-registered wealth manager based in London, Greater London, United Kingdom with $23.8 billion in regulatory assets, lists Katie A. Mundell on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Stonehage FlemingChief Compliance OfficerWealth manager · London, Greater London, United Kingdom · $24B in regulatory assets

AtlasMembers

Katie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Katie on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.