Private fund adviser · Palo Alto, CA
Stoic Point Capital Management LLC
SEC-registered investment adviser · CRD 297766 · SEC 801-136059
At a glance
Stoic Point Capital Management LLC is an SEC-registered investment adviser based in Palo Alto, California, with $119 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 6 individual clients. By Form ADV it is a private fund adviser, ranked 4,413th of 4,686 private fund advisers and 14,751st of 17,210 SEC-registered advisers by assets.
Main office 650-503-9750LinkedInAs filed on Form ADV
- Regulatory AUM
- $119M
- Rank among private fund advisers
- #4,413 of 4,686
- Rank among all SEC RIAs
- #14,751 of 17,210
- Rank in California
- #1,668 of 1,873
- Individual clients
- 6
- High-net-worth clients
- 6
- Accounts
- 10
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Rajiv P. ShahManaging Member, Chief Compliance Officer
- Cullen J. RoseManaging Member
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $84M | 70% |
| High-net-worth individuals | 6 | $35M | 30% |
Private funds
Stoic Point Capital Management LLC reports 2 private funds with $72M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Stoic Point Capital Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Security ratings or pricing
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Stoic Point Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,205 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stoic Point Capital Management LLC manage?
Stoic Point Capital Management LLC reports $119 million in regulatory assets under management across 10 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Stoic Point Capital Management LLC?
Stoic Point Capital Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Stoic Point Capital Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($84 million, 4 clients); high-net-worth individuals ($35 million, 6 clients).
Does Stoic Point Capital Management LLC manage private funds?
Yes. It reports 2 private funds with $72 million in gross assets, including hedge funds.
Does Stoic Point Capital Management LLC have any disciplinary history?
Stoic Point Capital Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stoic Point Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →