Asset manager · Greenwich, CT
Steeprock Capital
Steeprock Capital II LLC · SEC-registered investment adviser · CRD 172775 · SEC 801-80347
At a glance
Steeprock Capital is an SEC-registered investment adviser based in Greenwich, Connecticut, with $2.6 billion in regulatory assets under management as of its Form ADV filed June 24, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 937th of 3,218 asset managers and 3,081st of 17,210 SEC-registered advisers by assets.
Main office 212-218-5055steeprockcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among asset managers
- #937 of 3,218
- Rank among all SEC RIAs
- #3,081 of 17,210
- Rank in Connecticut
- #131 of 507
- Clients
- 11
- Accounts
- 11
- Discretionary
- 8% of AUM
- Employees
- 12
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- Matthew A. MitchellCo-Managing Member
- John T. BucciCo-Managing Member
- Trisha L. CretaChief Compliance Officer, Operations Officer
Custody and brokerage
Custodian
Steeprock Capital’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 6 | $2.1B | 81% |
| Other | 4 | $274M | 10% |
| Pooled investment vehicles | 1 | $220M | 8% |
Disciplinary disclosures
Steeprock Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗steeprockcapital.com ↗
AtlasMembers
The full record on Steeprock Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 852 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Steeprock Capital manage?
Steeprock Capital reports $2.6 billion in regulatory assets under management across 11 accounts, 8% of it on a discretionary basis, on its Form ADV filed June 24, 2026.
What kind of firm is Steeprock Capital?
Steeprock Capital is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Steeprock Capital’s clients?
By assets, its largest client types are insurance companies ($2.1 billion, 6 clients); other ($274 million, 4 clients); pooled investment vehicles ($220 million, 1 clients).
Does Steeprock Capital have any disciplinary history?
Steeprock Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Steeprock Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →