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Chief Compliance Officer, Operations Officer · Steeprock Capital

Trisha L. Creta

CRD 7326942 · Named on Form ADV at one SEC-registered adviser

At a glance

Steeprock Capital, an SEC-registered asset manager based in Greenwich, CT with $2.6 billion in regulatory assets, lists Trisha L. Creta on its Form ADV as Chief Compliance Officer, Operations Officer, a control person.

Firms and roles

  • Steeprock CapitalChief Compliance Officer, Operations OfficerAsset manager · Greenwich, CT · $2.6B in regulatory assets

AtlasMembers

Trisha’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Trisha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.