Private fund adviser · Burlington, MA
Spring Lake Equity GP LLC
SEC-registered investment adviser · CRD 167613 · SEC 801-78062
At a glance
Spring Lake Equity GP LLC is an SEC-registered investment adviser based in Burlington, Massachusetts, with $179 million in regulatory assets under management as of its Form ADV filed August 20, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,140th of 4,686 private fund advisers and 12,800th of 17,210 SEC-registered advisers by assets.
Main office 617-391-6341springlakeequitypartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $179M
- Rank among private fund advisers
- #4,140 of 4,686
- Rank among all SEC RIAs
- #12,800 of 17,210
- Rank in Massachusetts
- #524 of 627
- Clients
- 4
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Carmen J. ScarpaChief Compliance Officer and Member
- Robert P. ForlenzaMember
- Daniel J. MackeiganMember
- Jeffrey S. WilliamsMember
Custody and brokerage
Custodian
Spring Lake Equity GP LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $179M | 100% |
Private funds
Spring Lake Equity GP LLC reports 4 private funds with $179M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Spring Lake Equity GP LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗springlakeequitypartners.com ↗
AtlasMembers
The full record on Spring Lake Equity GP LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,605 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Spring Lake Equity GP LLC manage?
Spring Lake Equity GP LLC reports $179 million in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 20, 2026.
What kind of firm is Spring Lake Equity GP LLC?
Spring Lake Equity GP LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Spring Lake Equity GP LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($179 million, 4 clients).
Does Spring Lake Equity GP LLC manage private funds?
Yes. It reports 4 private funds with $179 million in gross assets, including private equity funds.
Does Spring Lake Equity GP LLC have any disciplinary history?
Spring Lake Equity GP LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Spring Lake Equity GP LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →