Chief Compliance Officer and Member · Spring Lake Equity GP LLC
Carmen J. Scarpa
CRD 1551693 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Spring Lake Equity GP LLC, an SEC-registered private fund adviser based in Burlington, MA with $179 million in regulatory assets, lists Carmen J. Scarpa on its Form ADV as Chief Compliance Officer and Member, a control person. The SEC filings also name Carmen at 1 other registered adviser.
Firms and roles
- Spring Lake Equity GP LLCChief Compliance Officer and MemberPrivate fund adviser · Burlington, MA · $179M in regulatory assets
- Spring Lake Equity Management LLCChief Compliance Officer and Managing MemberAsset manager · Burlington, MA · $0M in regulatory assets
AtlasMembers
Carmen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert P. ForlenzaMember, Spring Lake Equity GP LLC
- Daniel J. MackeiganMember, Spring Lake Equity GP LLC
- Jeffrey S. WilliamsMember, Spring Lake Equity GP LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carmen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.