Private fund adviser · New York, NY
SPF Investment Management, L.P.
SEC-registered investment adviser · CRD 299036 · SEC 801-114411
At a glance
SPF Investment Management, L.P. is an SEC-registered investment adviser based in New York, New York, with $3.6 billion in regulatory assets under management as of its Form ADV filed July 1, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,196th of 4,686 private fund advisers and 2,565th of 17,210 SEC-registered advisers by assets.
Main office 212-457-8745spfim.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.6B
- Rank among private fund advisers
- #1,196 of 4,686
- Rank among all SEC RIAs
- #2,565 of 17,210
- Rank in New York
- #642 of 2,591
- Clients
- 4
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 26
- Advisory staff
- 12
- Offices
- 1
Owners and executives on its Form ADV
- Albert J. SohnChief Investment Officer / Chief Executive Officer / Limited Partner
- Mark S. BarresChief Operating Officer
- Sean C. KeatingDeputy Chief Operating Officer / Chief Financial Officer
- Alok D. VermaLimited Partner
- Cory A. DeforrestLimited Partner
- James B. DrvostepLimited Partner
- Suraj M. SujananiLimited Partner
- Christopher M. MarvinGeneral Counsel
- Anthony J. Dell'arenaChief Compliance Officer
Custody and brokerage
Custodian
SPF Investment Management, L.P.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $3.6B | 100% |
Private funds
SPF Investment Management, L.P. reports 1 private funds with $3.6B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
SPF Investment Management, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗spfim.com ↗
AtlasMembers
The full record on SPF Investment Management, L.P.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 1,553 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does SPF Investment Management, L.P. manage?
SPF Investment Management, L.P. reports $3.6 billion in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 1, 2026.
What kind of firm is SPF Investment Management, L.P.?
SPF Investment Management, L.P. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are SPF Investment Management, L.P.’s clients?
By assets, its largest client types are pooled investment vehicles ($3.6 billion, 4 clients).
Does SPF Investment Management, L.P. manage private funds?
Yes. It reports 1 private funds with $3.6 billion in gross assets, including hedge funds.
Does SPF Investment Management, L.P. have any disciplinary history?
SPF Investment Management, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is SPF Investment Management, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →