Deputy Chief Operating Officer / Chief Financial Officer · SPF Investment Management, L.P.
Sean C. Keating
CRD 5266375 · Named on Form ADV at one SEC-registered adviser
At a glance
SPF Investment Management, L.P., an SEC-registered private fund adviser based in New York, NY with $3.6 billion in regulatory assets, lists Sean C. Keating on its Form ADV as Deputy Chief Operating Officer / Chief Financial Officer, a control person.
Firms and roles
- SPF Investment Management, L.P.Deputy Chief Operating Officer / Chief Financial OfficerPrivate fund adviser · New York, NY · $3.6B in regulatory assets
AtlasMembers
Sean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Albert J. SohnChief Investment Officer / Chief Executive Officer / Limited Partner, SPF Investment Management, L.P.
- Mark S. BarresChief Operating Officer, SPF Investment Management, L.P.
- Alok D. VermaLimited Partner, SPF Investment Management, L.P.
- Cory A. DeforrestLimited Partner, SPF Investment Management, L.P.
- James B. DrvostepLimited Partner, SPF Investment Management, L.P.
3 more people named with Sean on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.