Asset manager · Greenwich, CT
Sound Shore Management Inc
SEC-registered investment adviser · CRD 112379 · SEC 801-13549
At a glance
Sound Shore Management Inc is an SEC-registered investment adviser based in Greenwich, Connecticut, with $3.4 billion in regulatory assets under management as of its Form ADV filed April 9, 2026. Its largest client group by assets is state or municipal government entities, and it reports 2 individual clients. By Form ADV it is a asset manager, ranked 831st of 3,218 asset managers and 2,635th of 17,210 SEC-registered advisers by assets.
Main office 203-629-1980soundshore.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.4B
- Rank among asset managers
- #831 of 3,218
- Rank among all SEC RIAs
- #2,635 of 17,210
- Rank in Connecticut
- #112 of 507
- Individual clients
- 2
- High-net-worth clients
- 2
- Accounts
- 372
- Discretionary
- 100% of AUM
- Employees
- 16
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Harry BurnCo-Chairman/director
- Theodore G. KaneCo-Chairman/director
- Shanna S. SullivanV.p.,treas.,sec./director
- Lowell E. HaimsChief Administrative Officer/chief Compliance Officer
- John P. DegulisPresident
- James F. ClarkAnalyst
- David B. BilikPortfolio Manager
- Peter B. EvansPortfolio Manager
- Ellen S. SmollerTrader
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 2 | $1.1B | 32% |
| Investment companies | 1 | $988M | 29% |
| Other | 358 | $476M | 14% |
| Sovereign wealth funds and foreign official institutions | 1 | $311M | 9% |
| Pooled investment vehicles | 2 | $199M | 6% |
| Charitable organizations | 2 | $133M | 4% |
| Corporations or other businesses | 1 | $119M | 3% |
| Pension and profit sharing plans | 1 | $83M | 2% |
| High-net-worth individuals | 2 | $4M | <1% |
Private funds
Sound Shore Management Inc reports 1 private funds with $32M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Sound Shore Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗soundshore.com ↗
AtlasMembers
The full record on Sound Shore Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 786 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sound Shore Management Inc manage?
Sound Shore Management Inc reports $3.4 billion in regulatory assets under management across 372 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 9, 2026.
What kind of firm is Sound Shore Management Inc?
Sound Shore Management Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Sound Shore Management Inc’s clients?
By assets, its largest client types are state or municipal government entities ($1.1 billion, 2 clients); investment companies ($988 million, 1 clients); other ($476 million, 358 clients).
Does Sound Shore Management Inc manage private funds?
Yes. It reports 1 private funds with $32 million in gross assets, including other private funds.
Does Sound Shore Management Inc have any disciplinary history?
Sound Shore Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sound Shore Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →