Chief Administrative Officer/chief Compliance Officer · Sound Shore Management Inc
Lowell E. Haims
CRD 5364243 · Named on Form ADV at one SEC-registered adviser
At a glance
Sound Shore Management Inc, an SEC-registered asset manager based in Greenwich, CT with $3.4 billion in regulatory assets, lists Lowell E. Haims on its Form ADV as Chief Administrative Officer/chief Compliance Officer.
Firms and roles
- Sound Shore Management IncChief Administrative Officer/chief Compliance OfficerAsset manager · Greenwich, CT · $3.4B in regulatory assets
AtlasMembers
Lowell’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (8)
- Harry BurnCo-Chairman/director, Sound Shore Management Inc
- Theodore G. KaneCo-Chairman/director, Sound Shore Management Inc
- Shanna S. SullivanV.p.,treas.,sec./director, Sound Shore Management Inc
- John P. DegulisPresident, Sound Shore Management Inc
- James F. ClarkAnalyst, Sound Shore Management Inc
3 more people named with Lowell on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lowell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.